Operations and compliance are mission critical elements of our firm. We have dedicated significant resources to these areas to ensure that our capabilities are best-in-class.
- Portfolio Accounting
Accuracy, timeliness and responsiveness; our clients can and should expect us to achieve these standards. - Portfolio Administration
Our dedicated team initiates and monitors each client’s portfolio and ensures that we follow any specific client guidelines. - Trading
Our trading motto is “patience equals profits;” our traders are focused on precise execution of our strict price-limit driven strategy. - Technology
We maintain a fully integrated system among portfolio administration, trading, billing, accounting and client reporting. We have, and will continue to make significant investments in our systems capabilities. - Legal
Our in-house team of attorneys allows us to comply with regulatory requirements and to promptly and thoughtfully meet client needs. - Compliance
Internal audits, client related compliance reports, proper disclosure practices; our compliance team guides and monitors the implementation of our policies and procedures.
