SEC Filings

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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 11/7/2017 11/7/2017
Abstract: On Nov. 7, registrant announced its preliminary AUM as of Oct. 31.
10-Q 10-Q 11/3/2017 9/30/2017
Registration Statement S-8 11/3/2017
Abstract: Registrant filed a registration statement for up to 13 million shares of class A common stock in an offering valued at $154.7 million and class B unit awards offered through the Pzena Investment Management LLC amended and restated 2006 equity incentive plan.
Registration Statement S-3 11/3/2017
Abstract: Registrant filed a registration statement for up to 4,116,084 shares of class A common stock in an offering valued at approximately $49 million.
8-K 8-K 10/17/2017 10/17/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 10/10/2017 10/10/2017
Abstract: On Oct. 9, registrant reported its preliminary assets under management as of Sept. 30.
8-K 8-K 9/7/2017 9/7/2017
Abstract: On Sept. 7, registrant reported its preliminary assets under management as of Aug. 31.
10-Q 10-Q 8/8/2017 6/30/2017
8-K 8-K 8/7/2017 8/7/2017
Abstract: On Aug. 7, registrant reported its preliminary assets under management as of July 31.
8-K 8-K 7/24/2017 7/24/2017
Abstract: Registrant reported the death of its executive vice president and executive committee member Michael Peterson on July 22.
8-K 8-K 7/18/2017 7/18/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K/A 7/18/2017 7/18/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 7/7/2017 7/7/2017
Abstract: On July 7, registrant reported its preliminary assets under management as of June 30.
8-K 8-K 6/7/2017 6/7/2017
Abstract: On June 7, registrant announced its preliminary assets under management as of May 31.
8-K 8-K 5/24/2017 5/23/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Material Modification to Rights of Security Holders; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Submission of Matters to a Vote of Security Holder; and Financial Statements and Exhibits.
8-K 8-K 5/8/2017 5/8/2017
Abstract: On May 8, registrant announced its preliminary AUM as of April 30.
10-Q 10-Q 5/5/2017 3/31/2017
8-K 8-K 4/18/2017 4/18/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
Proxy DEF 14A 4/7/2017 5/23/2017
8-K 8-K 4/7/2017 4/7/2017
Abstract: On April 7, registrant reported certain information about its preliminary AUM as of March 31.

Displaying 1 to 20 (of 341 filings)