SEC Filings

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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-D SC 13G/A 2/10/2017
8-K 8-K 2/7/2017 2/7/2017
Abstract: On Feb. 7, registrant announced its preliminary assets under management as of Jan. 31.
8-K 8-K 2/7/2017 2/7/2017
Abstract: On Feb. 7, registrant reported its net income for the quarter and net income for the year ended Dec. 31, 2016. Registrant declared a year-end dividend of 28 cents per share of its class A common stock, payable March 3 to shareholders as of Feb. 17.
13-D SC 13G/A 2/3/2017
8-K 8-K 1/9/2017 1/9/2017
Abstract: On Jan. 9, registrant announced its preliminary AUM as of Dec. 31, 2016.
Prospectus 424B7 12/16/2016
8-K 8-K 12/7/2016 12/7/2016
Abstract: On Dec. 7, registrant announced its preliminary AUM as of Nov. 30.
8-K 8-K 11/7/2016 11/7/2016
Abstract: On Nov. 7, registrant announced its preliminary AUM as of Oct. 31.
10-Q 10-Q 11/4/2016 9/30/2016
8-K 8-K 10/18/2016 10/18/2016
Abstract: On Oct. 18, registrant reported its financial results for the quarter ended Sept. 30. On Oct. 13, registrant declared a quarterly dividend of 3 cents per share of its class A common stock, payable Nov. 23 to shareholders as of Oct. 28.
8-K 8-K 10/7/2016 10/7/2016
Abstract: On Oct. 7, registrant announced its preliminary AUM as of Sept. 30.
8-K 8-K 9/7/2016 9/7/2016
Abstract: On Sept. 7, registrant announced its preliminary AUM as of Aug. 31.
10-Q 10-Q 8/9/2016 6/30/2016
8-K 8-K 8/8/2016 8/8/2016
Abstract: On Aug. 8, registrant announced its preliminary AUM as of July 31.
8-K 8-K 7/19/2016 7/19/2016
Abstract: On July 19, registrant reported its net income for the quarter ended June 30. Registrant declared a dividend of 3 cents per share, payable Aug. 25 to shareholders as of July 29.
8-K 8-K 7/7/2016 7/7/2016
Abstract: On July 7, registrant announced its preliminary AUM as of June 30.
8-K 8-K 6/28/2016 6/27/2016
Abstract: On June 27, registrant announced that it promoted Gary Bachman to be the COO, effective July 1. Registrant announced that Jessica Doran will assume the position of CFO and treasurer.
8-K 8-K 6/7/2016 6/7/2016
Abstract: On June 7, registrant announced its preliminary AUM as of May 31.
8-K 8-K 5/27/2016 5/27/2016
Abstract: Registrant reported the results of its annual meeting of stockholders held May 24.
8-K 8-K 5/9/2016 5/9/2016
Abstract: On May 9, registrant reported its preliminary AUM as of April 30.

Displaying 1 to 20 (of 329 filings)