SEC Filings

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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-D SC 13G/A 2/14/2018
13-D SC 13G/A 2/8/2018
8-K 8-K 2/7/2018 2/7/2018
Abstract: On Feb. 7, registrant announced its preliminary assets under management as of Jan. 31.
8-K 8-K 2/6/2018 2/6/2018
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 1/8/2018 1/8/2018
Abstract: On Jan. 8, registrant reported its preliminary assets under management as of Dec. 31, 2017.
Prospectus 424B7 12/19/2017
8-K 8-K 12/7/2017 12/7/2017
Abstract: On Dec. 7, registrant announced its preliminary AUM as of Nov. 30.
8-K 8-K 11/7/2017 11/7/2017
Abstract: On Nov. 7, registrant announced its preliminary AUM as of Oct. 31.
10-Q 10-Q 11/3/2017 9/30/2017
Registration Statement S-3 11/3/2017
Abstract: Registrant filed a registration statement for up to 4,116,084 shares of class A common stock in an offering valued at approximately $49 million.
Registration Statement S-8 11/3/2017
Abstract: Registrant filed a registration statement for up to 13 million shares of class A common stock in an offering valued at $154.7 million and class B unit awards offered through the Pzena Investment Management LLC amended and restated 2006 equity incentive plan.
8-K 8-K 10/17/2017 10/17/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 10/10/2017 10/10/2017
Abstract: On Oct. 9, registrant reported its preliminary assets under management as of Sept. 30.
8-K 8-K 9/7/2017 9/7/2017
Abstract: On Sept. 7, registrant reported its preliminary assets under management as of Aug. 31.
10-Q 10-Q 8/8/2017 6/30/2017
8-K 8-K 8/7/2017 8/7/2017
Abstract: On Aug. 7, registrant reported its preliminary assets under management as of July 31.
8-K 8-K 7/24/2017 7/24/2017
Abstract: Registrant reported the death of its executive vice president and executive committee member Michael Peterson on July 22.
8-K 8-K 7/18/2017 7/18/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K/A 7/18/2017 7/18/2017
Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 7/7/2017 7/7/2017
Abstract: On July 7, registrant reported its preliminary assets under management as of June 30.

Displaying 1 to 20 (of 333 filings)