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SEC Filings

View Insider related Regulatory Filings: Forms 3, 4 & 5.
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Document Highlights
Filing Description Filing Type Filing Date Event Date  
Latest 10-K 10-K 3/8/2019 12/31/2018
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Latest 10-Q 10-Q 11/8/2019 9/30/2019
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Latest Proxy DEF 14A 4/3/2019 5/21/2019
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Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 1/14/2020 1/13/2020
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition.
8-K 8-K 1/7/2020 1/7/2020
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Abstract: On Jan. 7, registrant reported its preliminary assets under management as of Dec. 31, 2019.
Registration Statement S-8 12/31/2019
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Abstract: Registrant filed a registration statement for up to 12 million shares of class A common stock in an offering valued at $101.64 million offered through the Pzena Investment Management LLC amended and restated 2006 equity incentive plan and the Pzena Investment Management Inc. amended and restated 2007 equity incentive plan.
8-K 8-K 12/9/2019 12/9/2019
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Abstract: On Dec. 9, registrant announced its preliminary assets under management as of Nov. 30.
8-K 8-K 11/8/2019 11/7/2019
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Abstract: On Nov. 7, registrant announced its preliminary assets under management as of Oct. 31.
10-Q 10-Q 11/8/2019 9/30/2019
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8-K 8-K 10/17/2019 10/17/2019
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 10/7/2019 10/7/2019
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Abstract: On Oct. 7, registrant reported its preliminary assets under management as of Sept. 30.
8-K 8-K 9/9/2019 9/9/2019
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Abstract: On Sept. 9, registrant announced its preliminary assets under management as of Aug. 31.
13-D SC 13G/A 8/12/2019
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8-K 8-K 8/7/2019 8/7/2019
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Abstract: On Aug. 7, registrant announced its preliminary assets under management as of July 31.
10-Q 10-Q 8/6/2019 6/30/2019
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8-K 8-K 7/17/2019 7/17/2019
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 7/8/2019 7/8/2019
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Abstract: On July 8, registrant reported its preliminary assets under management, as of June 30.
8-K 8-K 6/10/2019 6/10/2019
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Abstract: On June 7, registrant announced its preliminary assets under management as of May 31.
8-K 8-K 5/21/2019 5/21/2019
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 5/7/2019 5/7/2019
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Abstract: On May 7, registrant announced its preliminary assets under management as of April 30.
10-Q 10-Q 5/3/2019 3/31/2019
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8-K 8-K 4/17/2019 4/17/2019
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 4/8/2019 4/8/2019
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Abstract: On April 8, registrant announced its preliminary assets under management as of March 31.

Displaying 1 to 20 (of 313 filings)