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SEC Filings

View Insider related Regulatory Filings: Forms 3, 4 & 5.
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Document Highlights
Filing Description Filing Type Filing Date Event Date  
Latest 10-K 10-K 3/9/2018 12/31/2017
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Latest 10-Q 10-Q 11/3/2017 9/30/2017
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Latest Proxy DEF 14A 4/4/2018 5/22/2018
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Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 4/19/2018 4/19/2018
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 4/9/2018 4/9/2018
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Abstract: On April 9, registrant announced its preliminary AUM as of March 31.
Proxy DEF 14A 4/4/2018 5/22/2018
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10-K 10-K 3/9/2018 12/31/2017
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8-K 8-K 3/7/2018 3/7/2018
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Abstract: On March 7, registrant announced its preliminary AUM as of Feb. 28.
13-D SC 13G/A 2/14/2018
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13-D SC 13G/A 2/8/2018
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8-K 8-K 2/7/2018 2/7/2018
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Abstract: On Feb. 7, registrant announced its preliminary assets under management as of Jan. 31.
8-K 8-K 2/6/2018 2/6/2018
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 1/8/2018 1/8/2018
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Abstract: On Jan. 8, registrant reported its preliminary assets under management as of Dec. 31, 2017.
Prospectus 424B7 12/19/2017
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8-K 8-K 12/7/2017 12/7/2017
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Abstract: On Dec. 7, registrant announced its preliminary AUM as of Nov. 30.
8-K 8-K 11/7/2017 11/7/2017
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Abstract: On Nov. 7, registrant announced its preliminary AUM as of Oct. 31.
10-Q 10-Q 11/3/2017 9/30/2017
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Registration Statement S-3 11/3/2017
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Abstract: Registrant filed a registration statement for up to 4,116,084 shares of class A common stock in an offering valued at approximately $49 million.
Registration Statement S-8 11/3/2017
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Abstract: Registrant filed a registration statement for up to 13 million shares of class A common stock in an offering valued at $154.7 million and class B unit awards offered through the Pzena Investment Management LLC amended and restated 2006 equity incentive plan.
8-K 8-K 10/17/2017 10/17/2017
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Abstract: 8-K filed by Pzena Investment Management Inc. (PZN) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 10/10/2017 10/10/2017
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Abstract: On Oct. 9, registrant reported its preliminary assets under management as of Sept. 30.
8-K 8-K 9/7/2017 9/7/2017
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Abstract: On Sept. 7, registrant reported its preliminary assets under management as of Aug. 31.
10-Q 10-Q 8/8/2017 6/30/2017
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Displaying 1 to 20 (of 335 filings)